When a regulator comes knocking, matters can escalate rapidly. It is critical that persons subject to a regulatory investigation or dispute obtain advice early and an appropriate strategy is formulated to minimise risk and get on the front foot to proactively deal with potential issues that may arise.

We have experience in dealing with and can assist you with a wide-range of regulatory matters, including:

• ASIC investigations.
• ACCC and other regulatory investigations.
• Compulsory interviews with regulators, including section 19 ASIC examinations.
• Assisting with responding to notices to produce, including ASIC's section 30 and 33 notices.
• Director related civil prosecutions.
• Director, auditor and other finance industry professionals ASIC disqualifications and bannings.
• Food and liquor licence investigations and prosecutions.